The Yuezhi were an ancient people first described in Chinese histories as nomadic pastoralists living in an arid grassland area in the western part of the modern Chinese province of Gansu, during the 1st millennium BC. After a major defeat at the hands of the Xiongnu in 176 BC, the Yuezhi split into two groups migrating in different directions: the Greater Yuezhi and Lesser Yuezhi. This started a complex domino effect that radiated in all directions and, in the process, set the course of history for much of Asia for centuries to come.

The Greater Yuezhi initially migrated northwest into the Ili Valley (on the modern borders of China and Kazakhstan), where they reportedly displaced elements of the Sakas. They were driven from the Ili Valley by the Wusun and migrated southward to Sogdia and later settled in Bactria. The Greater Yuezhi have consequently often been identified with peoples mentioned in classical European sources as having overrun the Greco-Bactrian Kingdom, like the Tochari and Asii. During the 1st century BC, one of the five major Greater Yuezhi tribes in Bactria, the Kushanas, began to subsume the other tribes and neighbouring peoples. The subsequent Kushan Empire, at its peak in the 3rd century AD, stretched from Turfan in the Tarim Basin in the north to Pataliputra on the Gangetic plain of India in the south. The Kushanas played an important role in the development of trade on the Silk Road and the introduction of Buddhism to China.

The Lesser Yuezhi migrated southward to the edge of the Tibetan Plateau. Some are reported to have settled among the Qiang people in Qinghai, and to have been involved in the Liang Province Rebellion (184–221 AD) against the Eastern Han dynasty. Another group of Yuezhi is said to have founded the city state of Cumuḍa (now known as Kumul and Hami) in the eastern Tarim. A fourth group of Lesser Yuezhi may have become part of the Jie people of Shanxi, who established the Later Zhao state of the 4th century AD (although this remains controversial).

Many scholars believe that the Yuezhi were an Indo-European people.

Although some scholars have associated them with artifacts of extinct cultures in the Tarim Basin, such as the Tarim mummies and texts recording the Tocharian languages, there is no evidence for any such link.

Earliest references in Chinese texts

thumb|260px|Circa 210 BC, the Yuezhi resided to the northwest of [[Qin empire|Qin China.]]

Three pre-Han texts mention peoples who appear to be the Yuezhi, albeit under slightly different names.

  • The philosophical tract Guanzi (73, 78, 80 and 81) mentions nomadic pastoralists known as the Yúzhī or Niúzhī, who supplied jade to the Chinese. (The Guanzi is now generally believed to have been compiled around 26 BC, based on older texts, including some from the Qi state era of the 11th to 3rd centuries BC. Most scholars no longer attribute its primary authorship to Guan Zhong, a Qi official in the 7th century BC.) The export of jade from the Tarim Basin, since at least the late 2nd millennium BC, is well-documented archaeologically. For example, hundreds of jade pieces found in the Tomb of Fu Hao () originated from the Khotan area, on the southern rim of the Tarim Basin. According to the Guanzi, the Yúzhī/Niúzhī, unlike the neighbouring Xiongnu, did not engage in conflict with nearby Chinese states.
  • The epic novel Tale of King Mu, Son of Heaven (early 4th century BC) also mentions a plain of Yúzhī to the northwest of the Zhou lands.
  • Chapter 59 of the Yi Zhou Shu (probably dating from the 4th to 1st century BC) refers to a Yúzhī people living to the northwest of the Zhou domain and offering horses as tribute. A late supplement contains the name Yuèdī, which may be a misspelling of the name Yuèzhī found in later texts.

In the 1st century BC, Sima Qian – widely regarded as the founder of Chinese historiography – describes how the Qin dynasty (221–206 BC) bought jade and highly valued military horses from a people that Sima Qian called the Wūzhī, led by a man named Luo. The Wūzhī traded these goods for Chinese silk, which they then sold on to other neighbours. This is probably the first reference to the Yuezhi as a lynchpin in trade on the Silk Road, which in the 3rd century BC began to link Chinese states to Central Asia and, eventually, the Middle East, the Mediterranean and Europe.

Account of Zhang Qian

The earliest detailed account of the Yuezhi is found in chapter 123 of the Records of the Great Historian by Sima Qian, describing a mission of Zhang Qian in the late 2nd century BC. Essentially the same text appears in chapter 61 of the Book of Han, though Sima Qian has added occasional words and phrases to clarify the meaning.

Both texts use the name Yuèzhī, composed of characters meaning "moon" and "clan" respectively. Several different romanizations of this Chinese-language name have appeared in print. The Iranologist H. W. Bailey preferred Üe-ṭşi. Another modern Chinese pronunciation of the name is Ròuzhī, based on the thesis that the character in the name is a scribal error for ; however Thierry considers this thesis "thoroughly wrong".

Conflict with Xiongnu

The Book of Han account of the Yuezhi begins with them occupying the grasslands to the northwest of China at the beginning of the 2nd century BCE:

The area between the Qilian Mountains and Dunhuang lies in the western part of the modern Chinese province of Gansu, but no archaeological remains of the Yuezhi have yet been found in this area. Some scholars have argued that "Dunhuang" should be Dunhong, a mountain in the Tian Shan, and that Qilian should be interpreted as a name for the Tian Shan. They have thus placed the original homeland of the Yuezhi 1,000 km further northwest in the grasslands to the north of the Tian Shan (in the northern part of modern Xinjiang). Other authors suggest that the area identified by Sima Qian was merely the core area of an empire encompassing the western part of the Mongolian plain, the upper reaches of the Yellow River, the Tarim Basin and possibly much of central Asia, including the Altai Mountains, the site of the Pazyryk burials of the Ukok Plateau.

By the late 3rd century BCE the Yuezhi appear to have often been in conflict with the Xiongnu and the Wusun – another neighbouring people, who had originally lived together alongside the Yuezhi, in the region between Dunhuang and Qilian Mountain. (The only surviving accounts of these interactions were evidently obtained later from non-Yuezhi sources – as shown by the fact that they did not record the personal names of individual Yuezhi, including their leaders.) Gradually the Xiongnu grew stronger, and began to challenge the Yuezhi militarily. There were at least four wars between the two peoples, according to Chinese accounts. The first war broke out during the reign of the Xiongnu monarch Touman (who died in 209 BCE). After Touman had sent his eldest son, Modu Chanyu, to the Yuezhi as a hostage, Touman made a surprise attack on the Yuezhi. Despite attempts by the Yuezhi to kill him, Modu stole a horse and managed to escape to his country. It appears that the Xiongnu did not prevail in this first war; Modu subsequently killed his father and became ruler of the Xiongnu. The second war took place in the seventh year of Modu's reign (203 BCE), when the Xiongnu seized a large area of the territory originally belonging to the Yuezhi, and their dominance began to fade. In a third war, probably before or in 176 BCE, one of Modu's subordinate tribal chiefs led an invasion of Yuezhi territory in the Gansu region, and inflicted a crushing defeat on the Yuezhi. Modu boasted in a letter (174 BC) to the Han emperor, that due to "the excellence of his fighting men, and the strength of his horses, he has succeeded in wiping out the Yuezhi, slaughtering or forcing to submission every number of the tribe." (Shiji 123.)

The wife of the murdered king became the new monarch of the Greater Yuezhi. Shortly afterward (173 BCE), the Wusun were reportedly attacked by the Yuezhi, who sought slaves and pasture lands. The Yuezhi killed the Wusun kunmo (monarch), named Nandoumi,]]

Exodus of the Great Yuezhi

After their defeat by the Xiongnu, the Yuezhi split into two groups. The Lesser or Little Yuezhi moved to the "southern mountains", believed to be the Qilian Mountains on the edge of the Tibetan Plateau, to live with the Qiang.

The so-called Greater or Great Yuezhi began migrating north-west in about 165 BC, first settling in the Ili valley, immediately north of the Tian Shan mountains, where they defeated the Sai (Sakas): "The Yuezhi attacked the king of the Sai who moved a considerable distance to the south and the Yuezhi then occupied his lands" (Book of Han 61 4B). This was "the first historically recorded movement of peoples originating in the high plateaus of Asia."

In 132 BC the Wusun, in alliance with the Xiongnu and out of revenge from an earlier conflict, again managed to dislodge the Yuezhi from the Ili Valley, forcing them to move south-west. which sought an offensive alliance with the Yuezhi against the Xiongnu. His request for an alliance was denied by the Yuezhi, who now had a peaceful life in Transoxiana and had no interest in revenge. Zhang Qian, who spent a year in Transoxiana and Bactria, wrote a detailed account in the Shiji, which gives considerable insight into the situation in Central Asia at the time.

Zhang Qian also reported:

In a sweeping analysis of the physical types and cultures of Central Asia, Zhang Qian reports:

thumb|right|Watershed of the Oxus River (modern Amu Darya)

Zhang Qian also described the remnants of the Greco-Bactrian Kingdom on the other side of the Oxus River (Chinese Gui) as a number of autonomous city-states under Yuezhi suzerainty:

Later Chinese accounts

The next mention of the Yuezhi in Chinese sources is found in chapter 96A of the Book of Han (completed in AD 111), relating to the early 1st century BC. At this time, the Yuezhi are described as occupying the whole of Bactria, organized into five major tribes or xīhóu. These tribes were known to the Chinese as:

  • Xiūmì (休密) in Western Wakhān and Zibak;
  • Guìshuāng (貴霜) in Badakhshan and adjoining territories north of the Oxus;
  • Shuāngmí (雙靡) in the region of Shughnan or Chitral.
  • Xīdùn (肸頓) in the region of Balkh, and;
  • Dūmì (都密) in the region of Termez.

The Book of the Later Han (5th century CE) also records the visit of Yuezhi envoys to the Chinese capital in 2 BC, who gave oral teachings on Buddhist sutras to a student, suggesting that some Yuezhi already followed the Buddhist faith during the 1st century BC (Baldev Kumar 1973).

Chapter 88 of the Book of the Later Han relies on a report of Ban Yong, based on the campaigns of his father Ban Chao in the late 1st century AD. It reports that one of the five tribes of the Yuezhi, the Guishuang, had managed to take control of the tribal confederation:

A later Chinese annotation in Zhang Shoujie's Shiji (quoting Wan Zhen 萬震 in Nánzhōuzhì 南州志 ["Strange Things from the Southern Region"], a now-lost 3rd-century text from the Wu kingdom), describes the Kushans as living in the same general area north of India, in cities of Greco-Roman style, and with sophisticated handicraft. The quotes are dubious, as Wan Zhen probably never visited the Yuezhi kingdom through the Silk Road, though he might have gathered his information from the trading ports in the coastal south. Chinese sources continued to use the name Yuezhi and seldom used the Kushan (or Guishuang) as a generic term:

Kushana

The relationship between the Yuezhi and other Central Asian peoples is unclear. Based on claimed similarities of names, different scholars have linked them to several groups, but none of these identifications is widely accepted.

Mallory and Mair suggest that the Yuezhi and Wusun were among the nomadic peoples, at least some of whom spoke Iranian languages, who moved into northern Xinjiang from the Central Asian steppe in the 2nd millennium BC.

Scholars such as Edwin Pulleyblank, Josef Markwart, and László Torday, suggest that the name Iatioi—a Central Asian people mentioned by Ptolemy in Geography (AD 150)—may also be an attempt to render Yuezhi.

There has been only limited scholarly support for a theory developed by W. B. Henning, who proposed that the Yuezhi were descended from the Guti (or Gutians) and an associated, but little known tribe known as the Tukri, who were native to the Zagros Mountains (modern Iran and Iraq), during the mid-3rd millennium BC. In addition to phonological similarities between these names and *ŋʷjat-kje and Tukhāra, Henning pointed out that the Guti could have migrated from the Zagros to Gansu, by the time that the Yuezhi entered the historical record in China, during the 1st millennium BC. However, the only material evidence presented by Henning, namely similar ceramic ware, is generally considered to be far from conclusive. and other groups have also gathered little support.

Yuezhi–Tocharian hypothesis

When manuscripts dating from the 6th to 8th centuries AD written in two hitherto unknown Indo-European languages were discovered in the northern Tarim Basin, the early 20th-century linguist Friedrich W. K. Müller identified them with the enigmatic "twγry ("Toγari") language" used to translate Indian Buddhist Sanskrit texts and mentioned as the source of an Old Turkic (Uyghur) manuscript.

Müller then proposed to connect the name "Toγari" (Togar/Tokar) to the Tókharoi people of Tokharistan (themselves associated with the Yuezhi) described in early Greek histories. Most historians have been rejecting the identification of the Tocharians of the Tarim with the Tókharoi of Bactria, mainly because they are not known to have spoken any languages other than Bactrian, a quite dissimilar Eastern Iranian language. Other scholars suggest that the Yuezhi/Kushanas may previously have spoken Tocharian before shifting to Bactrian on their arrival in Bactria, an example of an invading or colonising elite adopting a local language (as also seen for the Greeks, the Turks or the Arabs upon their successive settlements in Bactria). However, while Tocharian contains some loanwords from Bactrian, there are no traces of Tocharian in Bactrian.

Nomadic artifacts in Gansu and Ningxia (5th–4th century BC)

Numerous nomadic artifacts are attributed to the areas of southern Ningxia and southeastern Gansu during the period of the 5th-4th century BC. They are quite similar to the works of the nomadic Ordos culture further east, and reflect strong Scythian influences. Some of these artifacts were sinicized by the neighbouring Qin state in China, probably also for nomadic consumption.

<gallery class="center" widths="150px" heights="150px" perrow="4">

File:MET 2002 201 83 O1.jpg|Nomadic figure, typically with a long nose, on a Bactrian camel. Southern Ningxia, 4th century BC.

See also

  • Hephthalite
  • History of Afghanistan
  • History of Central Asia
  • History of China
  • History of India
  • History of the central steppe
  • Indo-Sassanids
  • Indo-Scythians
  • Iranians in China
  • Pre-Islamic period of Afghanistan

Notes

References

Works cited

  • Dorn'eich, Chris M. (2008). Chinese sources on the History of the Niusi-Wusi-Asi(oi)-Rishi(ka)-Arsi-Arshi-Ruzhi and their Kueishuang-Kushan Dynasty. Shiji 110/Hanshu 94A: The Xiongnu: Synopsis of Chinese original Text and several Western Translations with Extant Annotations. Berlin. To read or download go to: 月氏, ऋषिक, ACIOI, ARSI
  • Hill, John E. (2003). The Peoples of the West from the Weilüe 魏略 by Yu Huan 魚豢: A Third Century Chinese Account Composed between 239 and 265 CE. Draft annotated English translation
  • Ricket, W.A. (1998). Guanzi: Political, Economic, and Philosophic Essays from Early China, vol. 2. Princeton: Princeton University Press
  • (pbk.) Translated from the Shiji of Sima Qian
  • Yap, Joseph P. (2009). Wars With The Xiongnu, A Translation From Zizhi tongjian Chapters 2 & 4, AuthorHouse.
  • "Section 13 – The Kingdom of the Da Yuezhi", The Western Regions according to the Hou Hanshu, trans. John Hill
  • Notes to Section 13 – Linguistic analysis of the connection between Yuezhi and Kushan
  • Mongolia: Xiongnu and Yuezhi – Overview of Xiongnu history and their wars with the Yuezhi
  • "The Yuezhi Migration and Sogdia", by Craig Benjamin.
  • "After Alexander: Central Asia Before Islam" – nomad migration in Central Asia, by Kasim Abdullaev
  • "India and China: beyond and the within", Lokesh Chandra
  • Guanzi – online text from National Sun Yat-sen University
  • "Evidence that a west–east admixed population lived in the Tarim Basin as early as the early Bronze Age", Li et al. BMC Biology 2010, 8:15.