thumb|right|[[RS-68 being tested at NASA's Stennis Space Center]]
thumb|right|[[Viking (rocket engine)|Viking 5C rocket engine used on Ariane 1 through Ariane 4]]
A rocket engine, also known as a rocket motor, is a reaction engine, producing thrust in accordance with Newton's third law by ejecting reaction mass rearward, usually a high-speed jet of high-temperature gas produced by the combustion of rocket propellant stored inside the rocket. However, non-combusting forms such as cold gas thrusters, nuclear thermal rockets, and ion engines exist. Rocket vehicles carry their own oxidiser, unlike most combustion engines such as pulse engines or jet engines, so rocket engines can be used in a vacuum, and they can achieve great speed, beyond escape velocity if enough delta V is supplied. Vehicles commonly propelled by rocket engines include missiles, artillery shells, ballistic missiles, and spaceships.
Compared to other types of jet engines, rocket engines typically have the highest thrust, but are the least propellant-efficient (they have the lowest specific impulse). For thermal rockets, pure hydrogen, the lightest of all elements, gives the highest exhaust velocity, but practical chemical rockets produce a mix of heavier species, reducing the exhaust velocity.
Terminology
Here, "rocket" is used as an abbreviation for "rocket engine".
Thermal rockets use an inert propellant, heated by electricity (electrothermal propulsion) or a nuclear reactor (nuclear thermal rocket).
Chemical rockets are powered by exothermic reduction-oxidation chemical reactions of the propellant:
- Solid-fuel rockets (or solid-propellant rockets or motors) are chemical rockets which use propellant in a solid state.
- Liquid-propellant rockets use one or more propellants in a liquid state fed from tanks by pumps.
- Hybrid rockets use a solid propellant in the combustion chamber, to which a second liquid or gas oxidiser or propellant is added to permit combustion.
- Monopropellant rockets use a single propellant decomposed by a catalyst. The most common monopropellants are hydrazine and hydrogen peroxide.
Principle of operation
thumb|upright=1.25|Simplified diagram of a liquid-fuel rocket:
thumb|upright=1.25|Simplified diagram of a solid-fuel rocket:
Rocket engines produce thrust by the expulsion of gas that has been accelerated to high speed through a nozzle. The fluid is usually a gas created by high pressure () combustion of solid or liquid propellants, consisting of fuel and oxidiser components, within a combustion chamber. As the gases expand through the nozzle, they are accelerated to very high (supersonic) speed, and the reaction to this pushes the vehicle (rocket) in the opposite direction. Combustion is most frequently used for practical rockets, as the laws of thermodynamics (more specifically Carnot's theorem) dictate that high temperatures and pressures are desirable for the best thermal efficiency. Nuclear thermal rockets are capable of higher efficiencies, but have low thrust, thanks to the low mass of the propellants used, and also have environmental problems which preclude their routine use in the Earth's atmosphere and cislunar space.
For model rocketry, an available alternative to combustion is a water rocket pressurized by compressed air, carbon dioxide, nitrogen, or any other readily available, inert gas.
Propellant
Rocket propellant is mass that is stored, usually in some form of tank, or within the combustion chamber itself, prior to being ejected from a rocket engine in the form of a fluid jet to produce thrust.
Chemical rocket propellants are the most commonly used. These undergo exothermic chemical reactions producing a hot jet of gas for propulsion. Alternatively, a chemically inert reaction mass can be heated by a high-energy power source through a heat exchanger in lieu of a combustion chamber.
Solid rocket propellants are prepared in a mixture of fuel and oxidising components called grain, and the propellant storage casing effectively becomes the combustion chamber.
Injection
Liquid-fueled rockets force separate fuel and oxidizer components into the combustion chamber, where they mix and burn. Hybrid rocket engines use a combination of solid and liquid or gaseous propellants. Both liquid and hybrid rockets use injectors to introduce the propellant into the chamber. These are often an array of simple jets – holes through which the propellant escapes under pressure; but sometimes may be more complex spray nozzles. When two or more propellants are injected, the jets usually deliberately cause the propellants to collide as this breaks up the flow into smaller droplets that burn more easily.
Combustion chamber
For chemical rockets the combustion chamber is typically cylindrical, and flame holders, used to hold a part of the combustion in a slower-flowing portion of the combustion chamber, are not needed. The dimensions of the cylinder are such that the propellant is able to combust thoroughly; different rocket propellants require different combustion chamber sizes for this to occur.
This leads to a number called <math>L^*</math>, the characteristic length:
:<math>L^* = \frac {V_c} {A_t}</math>
where:
- <math>V_c</math> is the volume of the chamber
- <math>A_t</math> is the area of the throat of the nozzle.
L* is typically in the range of .
The temperatures and pressures typically reached in a rocket combustion chamber in order to achieve practical thermal efficiency are extreme compared to a non-afterburning airbreathing jet engine. No atmospheric nitrogen is present to dilute and cool the combustion, so the propellant mixture can reach true stoichiometric ratios. This, in combination with the high pressures, means that the rate of heat conduction through the walls is very high.
In order for fuel and oxidiser to flow into the chamber, the pressure of the propellants entering the combustion chamber must exceed the pressure inside the combustion chamber itself. This may be accomplished by a variety of design approaches including turbopumps or, in simpler engines, via sufficient tank pressure to advance fluid flow. Tank pressure may be maintained by several means, including a high-pressure helium pressurization system common to many large rocket engines or, in some newer rocket systems, by a bleed-off of high-pressure gas from the engine cycle to autogenously pressurize the propellant tanks
Nozzle efficiency is affected by operation in the atmosphere because atmospheric pressure changes with altitude; but due to the supersonic speeds of the gas exiting from a rocket engine, the pressure of the jet may be either below or above ambient, and equilibrium between the two is not reached at all altitudes (see diagram).
Back pressure and optimal expansion
For optimal performance, the pressure of the gas at the end of the nozzle should just equal the ambient pressure: if the exhaust's pressure is lower than the ambient pressure, then the vehicle will be slowed by the difference in pressure between the top of the engine and the exit; on the other hand, if the exhaust's pressure is higher, then exhaust pressure that could have been converted into thrust is not converted, and energy is wasted.
To maintain this ideal of equality between the exhaust's exit pressure and the ambient pressure, the diameter of the nozzle would need to increase with altitude, giving the pressure a longer nozzle to act on (and reducing the exit pressure and temperature). This increase is difficult to arrange in a lightweight fashion, although is routinely done with other forms of jet engines. In rocketry a lightweight compromise nozzle is generally used and some reduction in atmospheric performance occurs when used at other than the 'design altitude' or when throttled. To improve on this, various exotic nozzle designs such as the plug nozzle, stepped nozzles, the expanding nozzle and the aerospike have been proposed, each providing some way to adapt to changing ambient air pressure and each allowing the gas to expand further against the nozzle, giving extra thrust at higher altitudes.
When exhausting into a sufficiently low ambient pressure (vacuum) several issues arise. One is the sheer weight of the nozzle—beyond a certain point, for a particular vehicle, the extra weight of the nozzle outweighs any performance gained. Secondly, as the exhaust gases adiabatically expand within the nozzle they cool, and eventually some of the chemicals can freeze, producing 'snow' within the jet. This causes instabilities in the jet and must be avoided.
On a De Laval nozzle, exhaust gas flow detachment will occur in a grossly over-expanded nozzle. As the detachment point will not be uniform around the axis of the engine, a side force may be imparted to the engine. This side force may change over time and result in control problems with the launch vehicle.
Advanced altitude-compensating designs, such as the aerospike or plug nozzle, attempt to minimize performance losses by adjusting to varying expansion ratio caused by changing altitude.
Propellant efficiency
thumb|right|upright|Typical temperature (T), pressure (p), and velocity (v) profiles in a de Laval Nozzle
For a rocket engine to be propellant efficient, it is important that the maximum pressures possible be created on the walls of the chamber and nozzle by a specific amount of propellant; as this is the source of the thrust. This can be achieved by all of:
- heating the propellant to as high a temperature as possible (using a high energy fuel, containing hydrogen and carbon and sometimes metals such as aluminium, or even using nuclear energy)
- using a low specific density gas (as hydrogen rich as possible)
- using propellants which are, or decompose to, simple molecules with few degrees of freedom to maximise translational velocity
Since all of these things minimise the mass of the propellant used, and since pressure is proportional to the mass of propellant present to be accelerated as it pushes on the engine, and since from Newton's third law the pressure that acts on the engine also reciprocally acts on the propellant, it turns out that for any given engine, the speed that the propellant leaves the chamber is unaffected by the chamber pressure (although the thrust is proportional). However, speed is significantly affected by all three of the above factors and the exhaust speed is an excellent measure of the engine propellant efficiency. This is termed exhaust velocity, and after allowance is made for factors that can reduce it, the effective exhaust velocity is one of the most important parameters of a rocket engine (although weight, cost, ease of manufacture etc. are usually also very important).
For aerodynamic reasons the flow goes sonic ("chokes") at the narrowest part of the nozzle, the 'throat'. Since the speed of sound in gases increases with the square root of temperature, the use of hot exhaust gas greatly improves performance. By comparison, at room temperature the speed of sound in air is about 340 m/s while the speed of sound in the hot gas of a rocket engine can be over 1700 m/s; much of this performance is due to the higher temperature, but additionally rocket propellants are chosen to be of low molecular mass, and this also gives a higher velocity compared to air.
Expansion in the rocket nozzle then further multiplies the speed, typically between 1.5 and 2 times, giving a highly collimated hypersonic exhaust jet. The speed increase of a rocket nozzle is mostly determined by its area expansion ratio—the ratio of the area of the exit to the area of the throat, but detailed properties of the gas are also important. Larger ratio nozzles are more massive but are able to extract more heat from the combustion gases, increasing the exhaust velocity.
Thrust vectoring
Vehicles typically require the overall thrust to change direction over the length of the burn. A number of different ways to achieve this have been flown:
- The entire engine is mounted on a hinge or gimbal and any propellant feeds reach the engine via low pressure flexible pipes or rotary couplings.
- Just the combustion chamber and nozzle is gimballed, the pumps are fixed, and high pressure feeds attach to the engine.
- Multiple engines (often canted at slight angles) are deployed but throttled to give the overall vector that is required, giving only a very small penalty.
- High-temperature vanes protrude into the exhaust and can be tilted to deflect the jet.
Overall performance
Rocket technology can combine very high thrust (meganewtons), very high exhaust speeds (around 10 times the speed of sound in air at sea level) and very high thrust/weight ratios (>100) simultaneously as well as being able to operate outside the atmosphere, and while permitting the use of low pressure and hence lightweight tanks and structure.
Rockets can be further optimised to even more extreme performance along one or more of these axes at the expense of the others.
Specific impulse
The most important metric for the efficiency of a rocket engine is impulse per unit of propellant, this is called specific impulse (usually written <math>I_{sp}</math>). This is either measured as a speed (the effective exhaust velocity <math>v_{e}</math> in metres/second or ft/s) or as a time (seconds). For example, if an engine producing 100 pounds of thrust runs for 320 seconds and burns 100 pounds of propellant, then the specific impulse is 320 seconds. The higher the specific impulse, the less propellant is required to provide the desired impulse.
The specific impulse that can be achieved is primarily a function of the propellant mix (and ultimately would limit the specific impulse), but practical limits on chamber pressures and the nozzle expansion ratios reduce the performance that can be achieved.
Net thrust
Below is an approximate equation for calculating the net thrust of a rocket engine:
{| border="0" cellpadding="2" style="margin-left:1em"
|-
|align=right|where:
|
|-
!align=right|<math>\dot{m}</math>
|align=left|= exhaust gas mass flow
|-
!align=right|<math>v_{e}</math>
|align=left|= effective exhaust velocity (sometimes otherwise denoted as c in publications)
|-
!align=right|<math>v_{e-opt}</math>
|align=left|= effective jet velocity when Pamb = Pe
|-
!align=right|<math>A_{e}</math>
|align=left|= flow area at nozzle exit plane (or the plane where the jet leaves the nozzle if separated flow)
|-
!align=right|<math>p_{e}</math>
|align=left|= static pressure at nozzle exit plane
|-
!align=right|<math>p_{amb}</math>
|align=left|= ambient (or atmospheric) pressure
|}
Since, unlike a jet engine, a conventional rocket motor lacks an air intake, there is no 'ram drag' to deduct from the gross thrust. Consequently, the net thrust of a rocket motor is equal to the gross thrust (apart from static back pressure).
The <math>\dot{m}\;v_{e-opt}\,</math> term represents the momentum thrust, which remains constant at a given throttle setting, whereas the <math>A_{e}(p_{e} - p_{amb})\,</math> term represents the pressure thrust term. At full throttle, the net thrust of a rocket motor improves slightly with increasing altitude, because as atmospheric pressure decreases with altitude, the pressure thrust term increases. At the surface of the Earth the pressure thrust may be reduced by up to 30%, depending on the engine design. This reduction drops roughly exponentially to zero with increasing altitude.
Maximum efficiency for a rocket engine is achieved by maximising the momentum contribution of the equation without incurring penalties from over expanding the exhaust. This occurs when <math>p_{e} = p_{amb}</math>. Since ambient pressure changes with altitude, most rocket engines spend very little time operating at peak efficiency.
Since specific impulse is force divided by the rate of mass flow, this equation means that the specific impulse varies with altitude.
Vacuum specific impulse, I<sub>sp</sub>
Due to the specific impulse varying with pressure, a quantity that is easy to compare and calculate with is useful. Because rockets choke at the throat, and because the supersonic exhaust prevents external pressure influences travelling upstream, it turns out that the pressure at the exit is ideally exactly proportional to the propellant flow <math> \dot{m}</math>, provided the mixture ratios and combustion efficiencies are maintained. It is thus quite usual to rearrange the above equation slightly:
and so define the vacuum Isp to be:
where:
And hence:
Throttling
Rockets can be throttled by controlling the propellant combustion rate <math> \dot{m}</math> (usually measured in kg/s or lb/s). In liquid and hybrid rockets, the propellant flow entering the chamber is controlled using valves, in solid rockets it is controlled by changing the area of propellant that is burning and this can be designed into the propellant grain (and hence cannot be controlled in real-time).
Rockets can usually be throttled down to an exit pressure of about one-third of ambient pressure<!-- eg, SpaceX Raptor -->
Solid rockets can be throttled by using shaped grains that will vary their surface area over the course of the burn. A "hard start" indicates that the quantity of combustible propellant that entered the combustion chamber prior to ignition was too large. The result is an excessive spike of pressure, possibly leading to structural failure or explosion.
Avoiding hard starts involves careful timing of the ignition relative to valve timing or varying the mixture ratio so as to limit the maximum pressure that can occur or simply ensuring an adequate ignition source is present well prior to propellant entering the chamber.
Explosions from hard starts usually cannot happen with purely gaseous propellants, since the amount of the gas present in the chamber is limited by the injector area relative to the throat area, and for practical designs, propellant mass escapes too quickly to be an issue.
A famous example of a hard start was the explosion of Wernher von Braun's "1W" engine during a demonstration to General Walter Dornberger on December 21, 1932. Delayed ignition allowed the chamber to fill with alcohol and liquid oxygen, which exploded violently. Shrapnel was embedded in the walls, but nobody was hit.
Acoustic issues
The extreme vibration and acoustic environment inside a rocket motor commonly result in peak stresses well above mean values, especially in the presence of organ pipe-like resonances and gas turbulence.
Combustion instabilities
The combustion may display undesired instabilities, of sudden or periodic nature. The pressure in the injection chamber may increase until the propellant flow through the injector plate decreases; a moment later the pressure drops and the flow increases, injecting more propellant in the combustion chamber which burns a moment later, and again increases the chamber pressure, repeating the cycle. This may lead to high-amplitude pressure oscillations, often in ultrasonic range, which may damage the motor. Oscillations of ±200 psi at 25 kHz were the cause of failures of early versions of the Titan II missile second stage engines. The other failure mode is a deflagration to detonation transition; the supersonic pressure wave formed in the combustion chamber may destroy the engine.
Combustion instability was also a problem during Atlas development. The Rocketdyne engines used in the Atlas family were found to suffer from this effect in several static firing tests, and three missile launches exploded on the pad due to rough combustion in the booster engines. In most cases, it occurred while attempting to start the engines with a "dry start" method whereby the igniter mechanism would be activated prior to propellant injection. During the process of man-rating Atlas for Project Mercury, solving combustion instability was a high priority, and the final two Mercury flights sported an upgraded propulsion system with baffled injectors and a hypergolic igniter.
The problem affecting Atlas vehicles was mainly the so-called "racetrack" phenomenon, where burning propellant would swirl around in a circle at faster and faster speeds, eventually producing vibration strong enough to rupture the engine, leading to complete destruction of the rocket. It was eventually solved by adding several baffles around the injector face to break up swirling propellant.
More significantly, combustion instability was a problem with the Saturn F-1 engines. Some of the early units tested exploded during static firing, which led to the addition of injector baffles.
In the Soviet space program, combustion instability also proved a problem on some rocket engines, including the RD-107 engine used in the R-7 family and the RD-216 used in the R-14 family, and several failures of these vehicles occurred before the problem was solved. Soviet engineering and manufacturing processes never satisfactorily resolved combustion instability in larger RP-1/LOX engines, so the RD-171 engine used to power the Zenit family still used four smaller thrust chambers fed by a common engine mechanism.
The combustion instabilities can be provoked by remains of cleaning solvents in the engine (e.g. the first attempted launch of a Titan II in 1962), reflected shock wave, initial instability after ignition, explosion near the nozzle that reflects into the combustion chamber, and many more factors. In stable engine designs the oscillations are quickly suppressed; in unstable designs they persist for prolonged periods. Oscillation suppressors are commonly used.
Three different types of combustion instabilities occur:
Chugging
A low frequency oscillation in chamber pressure below 200 Hertz. Usually it is caused by pressure variations in feed lines due to variations in acceleration of the vehicle, when rocket engines are building up thrust, are shut down or are being throttled.
Such effects are very difficult to predict analytically during the design process, and have usually been addressed by expensive, time-consuming and extensive testing, combined with trial and error remedial correction measures.
Screeching is often dealt with by detailed changes to injectors, changes in the propellant chemistry, vaporising the propellant before injection or use of Helmholtz dampers within the combustion chambers to change the resonant modes of the chamber.
Testing for the possibility of screeching is sometimes done by exploding small explosive charges outside the combustion chamber with a tube set tangentially to the combustion chamber near the injectors to determine the engine's impulse response and then evaluating the time response of the chamber pressure- a fast recovery indicates a stable system.
Exhaust noise
For all but the very smallest sizes, rocket exhaust compared to other engines is generally very noisy. As the hypersonic exhaust mixes with the ambient air, shock waves are formed. The Space Shuttle generated over 200 dB(A) of noise around its base. To reduce this, and the risk of payload damage or injury to the crew atop the stack, the mobile launcher platform was fitted with a Sound Suppression System that sprayed of water around the base of the rocket in 41 seconds at launch time. Using this system kept sound levels within the payload bay to 142 dB.
The sound intensity from the shock waves generated depends on the size of the rocket and on the exhaust velocity. Such shock waves seem to account for the characteristic crackling and popping sounds produced by large rocket engines when heard live. These noise peaks typically overload microphones and audio electronics, and so are generally weakened or entirely absent in recorded or broadcast audio reproductions. For large rockets at close range, the acoustic effects could actually kill.
More worryingly for space agencies, such sound levels can also damage the launch structure, or worse, be reflected back at the comparatively delicate rocket above. This is why so much water is typically used at launches. The water spray changes the acoustic qualities of the air and reduces or deflects the sound energy away from the rocket.
Generally speaking, noise is most intense when a rocket is close to the ground, since the noise from the engines radiates up away from the jet, as well as reflecting off the ground. Also, when the vehicle is moving slowly, little of the chemical energy input to the engine can go into increasing the kinetic energy of the rocket (since useful power P transmitted to the vehicle is <math>P = F*V</math> for thrust F and speed V). Then the largest portion of the energy is dissipated in the exhaust's interaction with the ambient air, producing noise. This noise can be reduced somewhat by flame trenches with roofs, by water injection around the jet and by deflecting the jet at an angle.
Rocket engine development
United States
The development of the US rocket engine industry has been shaped by a complex web of relationships between government agencies, private companies, research institutions, and other stakeholders.
Since the establishment of the first liquid-propellant rocket engine company (Reaction Motors, Inc.) in 1941 and the first government laboratory (GALCIT) devoted to the subject, the US liquid-propellant rocket engine (LPRE) industry has undergone significant changes. At least 14 US companies have been involved in the design, development, manufacture, testing, and flight support operations of various types of rocket engines from 1940 to 2000. In contrast to other countries like Russia, China, or India, where only government or pseudogovernment organisations engage in this business, the US government relies heavily on private industry. These commercial companies are essential to the continued viability of the United States and its form of governance, as they compete with one another to provide cutting-edge rocket engines that meet the needs of the government, the military, and the private sector. In the United States the company that develops the LPRE usually is awarded the production contract.
Generally, the need or demand for a new rocket engine comes from government agencies such as NASA or the Department of Defense. Once the need is identified, government agencies may issue requests for proposals (RFPs) to solicit proposals from private companies and research institutions. Private companies and research institutions, in turn, may invest in research and development (R&D) activities to develop new rocket engine technologies that meet the needs and specifications outlined in the RFPs.
Alongside private companies, universities, independent research institutes and government laboratories also play a critical role in the research and development of rocket engines.
Universities provide graduate and undergraduate education to train qualified technical personnel, and their research programs often contribute to the advancement of rocket engine technologies. More than 25 universities in the US have taught or are currently teaching courses related to Liquid Propellant Rocket Engines (LPREs), and their graduate and undergraduate education programs are considered one of their most important contributions. Universities such as Princeton University, Cornell University, Purdue University, Pennsylvania State University, University of Alabama, the Navy's Post-Graduate School, or the California Institute of Technology have conducted excellent R&D work on topics related to the rocket engine industry.
Institutions and actors
Unlike many other countries where the development and production of rocket engines were consolidated within a single organisation, the Soviet Union took a different approach, they established numerous specialised design bureaus (DB) which would compete for development contracts. These design bureaus, or "konstruktorskoye buro" (KB) in Russian were state run organisations which were primarily responsible for carrying out research, development and prototyping of advanced technologies usually related to military hardware, such as turbojet engines, aircraft components, missiles, or space launch vehicles.
Design bureaus which specialised in rocket engines often possessed the necessary personnel, facilities, and equipment to conduct laboratory tests, flow tests, and ground testing of experimental rocket engines. Some even had specialised facilities for testing very large engines, conducting static firings of engines installed in vehicle stages, or simulating altitude conditions during engine tests. In certain cases, engine testing, certification and quality control were outsourced to other organisations and locations with more suitable test facilities. Many DBs also had housing complexes, gymnasiums, and medical facilities intended to support the needs of their employees and their families.
The Soviet Union's LPRE development effort saw significant growth during the 1960s and reached its peak in the 1970s. This era coincided with the Cold War between the Soviet Union and the United States, characterised by intense competition in spaceflight achievements. Between 14 and 17 Design Bureaus and research institutes were actively involved in developing LPREs during this period. These organisations received relatively steady support and funding due to high military and spaceflight priorities, which facilitated the continuous development of new engine concepts and manufacturing methods.
Once a mission with a new vehicle (missile or spacecraft) was established it was passed on to a design bureau whose role was to oversee the development of the entire rocket. If none of the previously developed rocket engines met the needs of the mission, a new rocket engine with specific requirements would be contracted to another DB specialised in LPRE development (oftentimes each DB had expertise in specific types of LPREs with different applications, propellants, or engine sizes). This meant that the development or design study of a rocket engine was always aimed at a specific application which entailed set requirements.
When it comes to which DBs were awarded contracts for the development of new rocket engines either a single design bureau would be chosen or several design bureaus would be given the same contract which sometimes led to fierce competition between DBs.
When only one DB was picked for the development, it was often the result of the relationship between a vehicle or system's chief designer and the chief designer of a rocket engine specialised DB. If the vehicle's chief designer was happy with previous work done by a certain design bureau it was not unusual to see continued reliance on that LPRE bureau for that class of engines. For example, all but one of the LPREs for submarine-launched missiles were developed by the same design bureau for the same vehicle development prime contractor.
However, when two parallel engine development programs were supported in order to select the superior one for a specific application, several qualified rocket engine models were never used. This luxury of choice was not commonly available in other nations. However, the use of design bureaus also led to certain issues, including program cancellations and duplication. Some major programs were cancelled, resulting in the disposal or storage of previously developed engines.
One notable example of duplication and cancellation was the development of engines for the R-9A ballistic missile. Two sets of engines were supported, but ultimately only one set was selected, leaving several perfectly functional engines unused. Similarly, for the ambitious heavy N-l space launch vehicle intended for lunar and planetary missions, the Soviet Union developed and put into production at least two engines for each of the six stages. Additionally, they developed alternate engines for a more advanced N-l vehicle. However, the program faced multiple flight failures, and with the United States' successful Moon landing, the program was ultimately cancelled, leaving the Soviet Union with a surplus of newly qualified engines without a clear purpose.
These examples demonstrate the complex dynamics and challenges faced by the Soviet Union in managing the development and production of rocket engines through Design Bureaus.
Accidents
The development of rocket engines in the Soviet Union was marked by significant achievements, but it also carried ethical considerations due to numerous accidents and fatalities. From a Science and Technology Studies point of view, the ethical implications of these incidents shed light on the complex relationship between technology, human factors, and the prioritisation of scientific advancement over safety.
The Soviet Union encountered a series of tragic accidents and mishaps in the development and operation of rocket engines. Notably, the USSR holds the unfortunate distinction of having experienced more injuries and deaths resulting from liquid propellant rocket engine (LPRE) accidents than any other country. These incidents brought into question the ethical considerations surrounding the development, testing, and operational use of rocket engines.
One of the most notable disasters occurred in 1960 when the R-16 ballistic missile suffered a catastrophic accident on the launchpad at the Tyuratam launch facility. This incident resulted in the deaths of 124 engineers and military personnel, including Marshal M.I. Nedelin, a former deputy minister of defence. The explosion occurred after the second-stage rocket engine suddenly ignited, causing the fully loaded missile to disintegrate. The explosion resulted from the ignition and explosion of the mixed hypergolic propellants, consisting of nitric acid with additives and UDMH (unsymmetrical dimethylhydrazine).
While the immediate cause of the 1960 accident was attributed to a lack of protective circuits in the missile control unit, the ethical considerations surrounding LPRE accidents in the USSR extend beyond specific technical failures. The secrecy surrounding these accidents, which remained undisclosed for approximately three decades, raises concerns about transparency, accountability, and the protection of human life.
The decision to keep fatal LPRE accidents hidden from the public eye reflects a broader ethical dilemma. The Soviet government, driven by the pursuit of scientific and technological superiority during the Cold War, sought to maintain an image of invincibility and conceal the failures that accompanied their advancements. This prioritisation of national prestige over the well-being and safety of workers raises questions about the ethical responsibility of the state and the organisations involved.
Testing
Rocket engines are usually statically tested at a test facility before being put into production. For high altitude engines, either a shorter nozzle must be used, or the rocket must be tested in a large vacuum chamber.
Safety
Rocket vehicles have a reputation for unreliability and danger; especially catastrophic failures. Contrary to this reputation, carefully designed rockets can be made arbitrarily reliable. In military use, rockets are not unreliable. However, one of the main non-military uses of rockets is for orbital launch. In this application, the premium has typically been placed on minimum weight, and it is difficult to achieve high reliability and low weight simultaneously. In addition, if the number of flights launched is low, there is a very high chance of a design, operations or manufacturing error causing destruction of the vehicle.
Saturn family (1961–1975)
The Rocketdyne H-1 engine, used in a cluster of eight in the first stage of the Saturn I and Saturn IB launch vehicles, had no catastrophic failures in 152 engine-flights. The Pratt and Whitney RL10 engine, used in a cluster of six in the Saturn I second stage, had no catastrophic failures in 36 engine-flights. The Rocketdyne F-1 engine, used in a cluster of five in the first stage of the Saturn V, had no failures in 65 engine-flights. The Rocketdyne J-2 engine, used in a cluster of five in the Saturn V second stage, and singly in the Saturn IB second stage and Saturn V third stage, had no catastrophic failures in 86 engine-flights.
Space Shuttle (1981–2011)
The Space Shuttle Solid Rocket Booster, used in pairs, caused one notable catastrophic failure in 270 engine-flights.
The RS-25, used in a cluster of three, flew in 46 refurbished engine units. These made a total of 405 engine-flights with no catastrophic in-flight failures. A single in-flight RS-25 engine failure occurred during 's STS-51-F mission. This failure had no effect on mission objectives or duration.
Cooling
For efficiency reasons, higher temperatures are desirable, but materials lose their strength if the temperature becomes too high. Rockets run with combustion temperatures that can reach .
Materials technology, combined with the engine design, is a limiting factor in chemical rockets.
In rockets, the heat fluxes that can pass through the wall are among the highest in engineering; fluxes are generally in the range of 0.8–80 MW/m (0.5–50 BTU/in-sec).
- Regeneratively cooled combustion chamber with a film cooled nozzle extension: Rocketdyne F-1 Engine
- Regeneratively cooled combustion chamber with an ablatively cooled nozzle extension: The LR-91 rocket engine
- Ablatively and film cooled combustion chamber with a radiatively cooled nozzle extension: Lunar module descent engine (LMDE), Service propulsion system engine (SPS)
- Radiatively and film cooled combustion chamber with a radiatively cooled nozzle extension: R-4D storable propellant thrusters
When computing the specific reaction energy of a given propellant combination, the entire mass of the propellants (both fuel and oxidiser) must be included. The exception is in the case of air-breathing engines, which use atmospheric oxygen and consequently have to carry less mass for a given energy output. Fuels for car or turbojet engines have a much better effective energy output per unit mass of propellant that must be carried, but are similar per unit mass of fuel.
Computer programs that predict the performance of propellants in rocket engines are available.
Ignition
With liquid and hybrid rockets, immediate ignition of the propellants as they first enter the combustion chamber is essential.
With liquid propellants (but not gaseous), failure to ignite within milliseconds usually causes too much liquid propellant to be inside the chamber, and if/when ignition occurs the amount of hot gas created can exceed the maximum design pressure of the chamber, causing a catastrophic failure of the pressure vessel. This is sometimes called a hard start. may be employed. Some fuel/oxidiser combinations ignite on contact (hypergolic), and non-hypergolic fuels can be "chemically ignited" by priming the fuel lines with hypergolic propellants (popular in Russian engines).
Gaseous propellants generally will not cause hard starts, with rockets the total injector area is less than the throat thus the chamber pressure tends to ambient prior to ignition and high pressures cannot form even if the entire chamber is full of flammable gas at ignition.
Solid propellants are usually ignited with one-shot pyrotechnic devices and combustion usually proceeds through total consumption of the propellants.
| Only useful in space, as thrust is fairly low, but hydrogen has not been traditionally thought to be easily stored in space, and this incurs infrastructure cost for the beam director plus related R&D costs. Concepts operating in the millimeter-wave region have to contend with weather availability and high altitude beam director sites as well as effective transmitter diameters measuring 30–300 meters to propel a vehicle to LEO. Concepts operating in X-band or below must have effective transmitter diameters measured in kilometers to achieve a fine enough beam to follow a vehicle to LEO. The transmitters are too large to fit on mobile platforms and so microwave-powered rockets are constrained to launch near fixed beam director sites.
|}
Nuclear thermal
{| class="wikitable"
|-
! Type
! Description
! Advantages
! Disadvantages
|-
! Radioisotope rocket/"Poodle thruster" (radioactive decay energy)
| Heat from radioactive decay is used to heat hydrogen
| About 700–800 seconds, almost no moving parts
| Low thrust/weight ratio.
|-
! Nuclear thermal rocket (nuclear fission energy)
| Propellant (typically, hydrogen) is passed through a nuclear reactor to heat to high temperature
| I<sub>sp</sub> can be high, perhaps 900 seconds or more, above unity thrust/weight ratio with some designs
| Maximum temperature is limited by materials technology, some radioactive particles can be present in exhaust in some designs, nuclear reactor shielding is heavy, unlikely to be permitted from surface of the Earth, thrust/weight ratio is not high.
|}
Nuclear
Nuclear propulsion includes a wide variety of propulsion methods that use some form of nuclear reaction as their primary power source. Various types of nuclear propulsion have been proposed, and some of them tested, for spacecraft applications:
{| class="wikitable"
|-
! Type
! Description
! Advantages
! Disadvantages
|-
! Gas core reactor rocket (nuclear fission energy)
| Nuclear reaction using a gaseous state fission reactor in intimate contact with propellant
| Very hot propellant, not limited by keeping reactor solid, I<sub>sp</sub> between 1,500 and 3,000 seconds but with very high thrust
| Difficulties in heating propellant without losing fissionables in exhaust, massive thermal issues particularly for nozzle/throat region, exhaust almost inherently highly radioactive. Nuclear lightbulb variants can contain fissionables, but cut I<sub>sp</sub> in half.
|-
! Fission-fragment rocket (nuclear fission energy)
| Fission products are directly exhausted to give thrust.
|
| Theoretical only at this point.
|-
! Fission sail (nuclear fission energy)
| A sail material is coated with fissionable material on one side.
| No moving parts, works in deep space
| Theoretical only at this point.
|-
! Nuclear salt-water rocket (nuclear fission energy)
| Nuclear salts are held in solution, caused to react at nozzle
| Very high I<sub>sp</sub>, very high thrust
| Thermal issues in nozzle, propellant could be unstable, highly radioactive exhaust. Theoretical only at this point.
|-
! Nuclear pulse propulsion (exploding fission/fusion bombs)
| Shaped nuclear bombs are detonated behind vehicle and blast is caught by a 'pusher plate'
| Very high I<sub>sp</sub>, very high thrust/weight ratio, no show stoppers are known for this technology.
| Never been tested, pusher plate may throw off fragments due to shock, minimum size for nuclear bombs is still pretty big, expensive at small scales, nuclear treaty issues, fallout when used below Earth's magnetosphere.
|-
! Antimatter-catalyzed nuclear pulse propulsion (fission and/or fusion energy)
| Nuclear pulse propulsion with antimatter assist for smaller bombs
| Smaller sized vehicle might be possible
| Containment of antimatter, production of antimatter in macroscopic quantities is not currently feasible. Theoretical only at this point.
|-
! Fusion rocket (nuclear fusion energy)
| Fusion is used to heat propellant
| Very high exhaust velocity
| Largely beyond current state of the art.
|-
! Antimatter rocket (annihilation energy)
| Antimatter annihilation heats propellant
| Extremely energetic, very high theoretical exhaust velocity
| Problems with antimatter production and handling; energy losses in neutrinos, gamma rays, muons; thermal issues. Theoretical only at this point.
|}
History of rocket engines
According to the writings of the Roman Aulus Gellius, the earliest known example of jet propulsion was in c. 400 BC, when a Greek Pythagorean named Archytas propelled a wooden bird along wires using steam. However, it was not powerful enough to take off under its own thrust.
The aeolipile described in the first century BC,<!--Vitruvius described it before Hero--> often known as Hero's engine, consisted of a pair of steam rocket nozzles mounted on a bearing. It was created almost two millennia before the Industrial Revolution but the principles behind it were not well understood, and it was not developed into a practical power source.
The availability of black powder to propel projectiles was a precursor to the development of the first solid rocket. Ninth-century Chinese Taoist alchemists discovered black powder in a search for the elixir of life; this accidental discovery led to fire arrows which were the first rocket engines to leave the ground.
It is stated that "the reactive forces of incendiaries were probably not applied to the propulsion of projectiles prior to the 13th century". A turning point in rocket technology emerged with a short manuscript entitled Liber Ignium ad Comburendos Hostes (abbreviated as The Book of Fires). The manuscript is composed of recipes for creating incendiary weapons from the mid-eighth to the end of the thirteenth centuries—two of which are rockets. The first recipe calls for one part of colophonium and sulfur added to six parts of saltpeter (potassium nitrate) dissolved in laurel oil, then inserted into hollow wood and lit to "fly away suddenly to whatever place you wish and burn up everything". The second recipe combines one pound of sulfur, two pounds of charcoal, and six pounds of saltpeter—all finely powdered on a marble slab. This powder mixture is packed firmly into a long and narrow case. The introduction of saltpeter into pyrotechnic mixtures connected the shift from hurled Greek fire into self-propelled rocketry.
Articles and books on the subject of rocketry appeared increasingly from the fifteenth through seventeenth centuries. In the sixteenth century, German military engineer Conrad Haas (1509–1576) wrote a manuscript which introduced the construction of multi-staged rockets.
Rocket engines were also put in use by Tippu Sultan, the king of Mysore. These usually consisted of a tube of soft hammered iron about long and diameter, closed at one end, packed with black powder propellant and strapped to a shaft of bamboo about long. A rocket carrying about one pound of powder could travel almost . These 'rockets', fitted with swords, would travel several meters in the air before coming down with sword edges facing the enemy. These were used very effectively against the British empire.
Modern rocketry
Slow development of this technology continued up to the later 19th century, when Russian Konstantin Tsiolkovsky first wrote about liquid-fuelled rocket engines. He was the first to develop the Tsiolkovsky rocket equation, though it was not published widely for some years.
The modern solid- and liquid-fuelled engines became realities early in the 20th century, thanks to the American physicist Robert Goddard. Goddard was the first to use a De Laval nozzle on a solid-propellant (gunpowder) rocket engine, doubling the thrust and increasing the efficiency by a factor of about twenty-five. This was the birth of the modern rocket engine. He calculated from his independently derived rocket equation that a reasonably sized rocket, using solid fuel, could place a one-pound payload on the Moon.
The era of liquid-fuel rocket engines
Goddard began to use liquid propellants in 1921, and in 1926 became the first to launch a liquid-fuelled rocket. Goddard pioneered the use of the De Laval nozzle, lightweight propellant tanks, small light turbopumps, thrust vectoring, the smoothly-throttled liquid fuel engine, regenerative cooling, and curtain cooling.
The turbopump was employed by German scientists in World War II. Until then cooling the nozzle had been problematic, and the A4 ballistic missile used dilute alcohol for the fuel, which reduced the combustion temperature sufficiently.
Staged combustion (Замкнутая схема) was first proposed by Alexey Isaev in 1949. The first staged combustion engine was the S1.5400 used in the Soviet planetary rocket, designed by Melnikov, a former assistant to Isaev. About the same time (1959), Nikolai Kuznetsov began work on the closed cycle engine NK-9 for Korolev's orbital ICBM, GR-1. Kuznetsov later evolved that design into the NK-15 and NK-33 engines for the unsuccessful Lunar N1 rocket.
In the West, the first laboratory staged-combustion test engine was built in Germany in 1963, by Ludwig Boelkow.
Liquid hydrogen engines were first successfully developed in America: the RL-10 engine first flew in 1962. Its successor, the Rocketdyne J-2, was used in the Apollo program's Saturn V rocket to send humans to the Moon. The high specific impulse and low density of liquid hydrogen lowered the upper stage mass and the overall size and cost of the vehicle.
The record for most engines on one rocket flight is 44, set by NASA in 2016 on a Black Brant.
See also
- Comparison of orbital rocket engines
- Rotating detonation engine
- Jet damping, an effect of the exhaust jet of a rocket that tends to slow a vehicle's rotation speed
- Model rocket motor classification lettered engines
- NERVA (Nuclear Energy for Rocket Vehicle Applications), a US nuclear thermal rocket programme
- Photon rocket
- Project Prometheus, NASA development of nuclear propulsion for long-duration spaceflight, begun in 2003
Notes
References
External links
- Designing for rocket engine life expectancy
- Rocket Engine performance analysis with Plume Spectrometry
- Rocket Engine Thrust Chamber technical article
- Net Thrust of a Rocket Engine calculator
- Design Tool for Liquid Rocket Engine Thermodynamic Analysis
- Rocket & Space Technology - Rocket Propulsion
- The official website of test pilot Erich Warsitz (world's first jet pilot) which includes videos of the Heinkel He 112 fitted with von Braun's and Hellmuth Walter's rocket engines (as well as the He 111 with ATO Units)
