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The Molotov–Ribbentrop Pact, officially the Treaty of Non-Aggression between Germany and the Union of Soviet Socialist Republics, was a non-aggression pact between Nazi Germany and the Soviet Union, with a secret protocol establishing Soviet and German spheres of influence across Eastern Europe. The pact was signed in Moscow on 24 August 1939 (backdated 23 August 1939) by Soviet Foreign Minister Vyacheslav Molotov and German Foreign Minister Joachim von Ribbentrop.
Tripartite discussions between the Soviet Union, the United Kingdom and France had broken down after the Soviet Union was excluded from the Munich Agreement in September 1938. Joseph Stalin, the General Secretary of the Communist Party of the Soviet Union, had indicated that the USSR was willing to support Czechoslovakia militarily if France did so as well. Subsequently, rapprochement between the Soviet Union and Nazi Germany began in early 1939. Later that year, the Soviet–German pact was agreed, committing both sides to neither aid nor ally itself with an enemy of the other for the following 10 years. Under the Secret Additional Protocol of 23 August 1939, Germany and the Soviet Union agreed to partition Poland; Latvia, Estonia, Finland and Bessarabia were allotted to the Soviet sphere, while Lithuania – apart from the Vilnius region, whose "interests" were recognized – lay in the German sphere (Lithuania – including the Vilnius region, but excluding a strip of land – was only transferred to the Soviet sphere by the 28 September 1939 Boundary and Friendship Treaty). In the west, rumored existence of the Secret Protocol was proven only when it was made public during the Nuremberg trials.
A week after signing the pact, on 1 September 1939, Germany invaded Poland. On 17 September, one day after a Soviet–Japanese ceasefire came into effect after the Battles of Khalkhin Gol, and one day after the Supreme Soviet of the Soviet Union approved the Molotov–Ribbentrop Pact, Stalin, stating concern for ethnic Ukrainians and Belarusians in Poland, ordered the Soviet invasion of Poland. After a short war ending in military defeat for Poland, Germany and the Soviet Union drew up a new border between them on formerly Polish territory in the supplementary protocol of the German–Soviet Boundary and Friendship Treaty.
In March 1940, the Soviet Union annexed parts of Karelia, Salla and Kuusamo following the Winter War against Finland. The Soviet annexation of Estonia, Latvia, Lithuania and parts of Romania (Bessarabia, Northern Bukovina and the Hertsa region) followed. Stalin's invasion of Bukovina in 1940 violated the pact, since it went beyond the Soviet sphere of influence that had been agreed with the Axis.
The territories of Poland annexed by the Soviet Union following the 1939 Soviet invasion east of the Curzon line remained in the Soviet Union after the war and are now in Ukraine and Belarus. Vilnius was given to Lithuania. Only Podlaskie and a small part of Galicia east of the San River, around Przemyśl, were returned to Poland. Of all the other territories annexed by the Soviet Union in 1939–1940, those detached from Finland (parts of Karelia, Salla and Kuusamo), Estonia (Estonian Ingria and Petseri County) and Latvia (Abrene) remain part of Russia, the successor state to the Russian SFSR and the Soviet Union after the collapse of the USSR in 1991. The territories annexed from Romania were also integrated into the Soviet Union (such as the Moldavian SSR, or oblasts of the Ukrainian SSR). The core of Bessarabia now forms Moldova. Northern Bessarabia, Northern Bukovina and the Hertsa region now form the Chernivtsi Oblast of Ukraine. Southern Bessarabia is part of the Odesa Oblast, which is also now in Ukraine.
The pact was terminated on 22 June 1941, when Germany launched Operation Barbarossa and invaded the Soviet Union, in pursuit of the ideological goal of Lebensraum. The Anglo-Soviet Agreement succeeded it. After the war, Ribbentrop was convicted of war crimes at the Nuremberg trials and executed in 1946, whilst Molotov died in 1986.
Background
thumb|Territorial changes in Europe after World War I (as of 1923). Note that the creation of the [[Irish Free State and Northern Ireland is not shown.]]
thumb|The [[Second Polish Republic with major languages spoken, 1937]]
The outcome of World War I was disastrous for both the German and the Russian empires. The Russian Civil War broke out in late 1917 after the Bolshevik Revolution and Vladimir Lenin, the first leader of the new Soviet Russia, recognised the independence of Finland, Estonia, Latvia, Lithuania and Poland. Moreover, facing a German military advance, Lenin and Trotsky were forced to agree to the Treaty of Brest-Litovsk, which ceded many western Russian territories to Germany. After the German collapse, a multinational Allied-led army intervened in the civil war (1917–1922).
On 16 April 1922, the German Weimar Republic and the Soviet Union agreed to the Treaty of Rapallo in which they renounced territorial and financial claims against each other. Each party also pledged neutrality in the event of an attack against the other with the Treaty of Berlin (1926). Trade between the two countries had fallen sharply after World War I, but trade agreements signed in the mid-1920s helped to increase trade to per year by 1927.
At the beginning of the 1930s, the Nazi Party's rise to power increased tensions between Germany and the Soviet Union, along with other countries with ethnic Slavs, who were considered "Untermenschen" (subhuman) according to Nazi racial ideology. Moreover, the antisemitic Nazis associated ethnic Jews with both communism and financial capitalism, both of which they opposed. Nazi theory held that Slavs in the Soviet Union were being ruled by "Jewish Bolshevik" masters. Hitler had spoken of an inevitable battle for the acquisition of land for Germany in the east. The resulting manifestation of German anti-Bolshevism and an increase in Soviet foreign debts caused a dramatic decline in German–Soviet trade. Imports of Soviet goods to Germany fell to in 1934 by the more isolationist Stalinist regime asserting power and by the abandonment of postwar Treaty of Versailles military controls, both of which decreased Germany's reliance on Soviet imports.
In 1935, following a prior German–Polish declaration of non-aggression, Hermann Göring, on behalf of Hitler, proposed a military alliance with Poland against the Soviet Union, but this was rejected by the Polish leadership due to such an alliance being a threat to their independence.
In 1936, Germany and Fascist Italy supported the Spanish Nationalists in the Spanish Civil War, but the Soviets supported the Spanish Republic. As such, the Spanish Civil War became a proxy war between Germany and the Soviet Union. In 1936, Germany and Japan entered the Anti-Comintern Pact. and they were joined a year later by Italy, despite Italy having previously signed the Italo-Soviet Pact.
In 1938, on 30 September, Britain and France, by the Munich Agreement and its associated declarations, secured Germany’s pledge of no further territorial demands or war. None of these public instruments contained secret carve-ups of third states unlike the Molotov–Ribbentrop Pact.
In 1939, on March 31, Britain extended a guarantee to Poland that "if any action clearly threatened Polish independence, and if the Poles felt it vital to resist such action by force, Britain would come to their aid". Hitler was furious since that meant that the British were committed to political interests in Europe and that his land grabs such as the takeover of Czechoslovakia would no longer be taken lightly. His response to the political checkmate would later be heard at a rally in Wilhelmshaven: "No power on earth would be able to break German might, and if the Western Allies thought Germany would stand by while they marshalled their 'satellite states' to act in their interests, then they were sorely mistaken". Ultimately, Hitler's discontent with a British–Polish alliance led to a restructuring of strategy towards Moscow. Alfred Rosenberg wrote that he had spoken to Hermann Göring of the potential pact with the Soviet Union: "When Germany's life is at stake, even a temporary alliance with Moscow must be contemplated". Sometime in early May 1939 at Berghof, Ribbentrop showed Hitler a film of Stalin viewing his military in a recent parade. Hitler became intrigued with the idea of allying with the Soviets and Ribbentrop recalled Hitler saying that Stalin "looked like a man he could do business with". Ribbentrop was then given the nod to pursue negotiations with Moscow.
Munich Conference
Hitler's fierce anti-Soviet rhetoric was one of the reasons that Britain and France decided that Soviet participation in the 1938 Munich Conference on Czechoslovakia would be both dangerous and useless. In the Munich Agreement that followed the conference agreed to a German annexation of part of Czechoslovakia in late 1938, but in early 1939 it had been completely dissolved. The policy of appeasement toward Germany was conducted by the governments of British Prime Minister Neville Chamberlain and French Prime Minister Édouard Daladier. The policy immediately raised the question of whether the Soviet Union could avoid being next on Hitler's list. Meanwhile the Soviet leadership believed that the West wanted to encourage German aggression in the East.
thumb|All territories taken from Czechoslovakia by its neighbours in October 1938 ([[Munich Agreement) and March 1939]]
For Germany, an autarkic economic approach and an alliance with Britain were impossible and so closer relations with the Soviet Union to obtain raw materials became necessary. Besides economic reasons, an expected British blockade during a war would also create massive shortages for Germany in a number of key raw materials. After the Munich Agreement, the resulting increase in German military supply needs and Soviet demands for military machinery made talks between the two countries occur from late 1938 to March 1939. Also, the third Soviet five-year plan required new infusions of technology and industrial equipment. German war planners had estimated serious shortfalls of raw materials if Germany entered a war without the Soviet supply.
On 31 March 1939, in response to Germany's defiance of the Munich Agreement and the creation of the Protectorate of Bohemia and Moravia, Britain pledged its support and that of France to guarantee the independence of Poland, Belgium, Romania, Greece and Turkey. On 6 April, Poland and Britain agreed to formalise the guarantee as a military alliance, pending negotiations. On 28 April, Hitler denounced the 1934 German–Polish declaration of non-aggression and the 1935 Anglo–German Naval Agreement.
In mid-March 1939, attempting to contain Hitler's expansionism, the Soviet Union, Britain and France started to trade a flurry of suggestions and counterplans on a potential political and military agreement. Informal consultations started in April, but the main negotiations began only in May. Meanwhile, throughout early 1939, Germany had secretly hinted to Soviet diplomats that it could offer better terms for a political agreement than could Britain and France.
The Soviet Union, which feared Western powers and the possibility of "capitalist encirclements", had little hope of preventing war and wanted nothing less than an ironclad military alliance with France and Britain to provide guaranteed support for a two-pronged attack on Germany. As such, Stalin's adherence to the collective security line was purely conditional. Britain and France believed that war could still be avoided, and that the Soviet Union had been so weakened by the Great Purge that it could not be a main military participant. Many military sources were at variance with the last point, especially after the Soviet victories over the Japanese Kwantung Army in Manchuria. France was more anxious to find an agreement with the Soviet Union than Britain was. As a continental power, France was more willing to make concessions and more fearful of the dangers of an agreement between the Soviet Union and Germany. The contrasting attitudes partly explain why the Soviets have often been charged with playing a double game in 1939 of carrying on open negotiations for an alliance with Britain and France but secretly considering propositions from Germany.
By the end of May, drafts had been formally presented. In mid-June, the main tripartite negotiations started. Discussions were focused on potential guarantees to Central and Eastern Europe in the case of German aggression. The Soviets proposed to consider that a political turn towards Germany by the Baltic states would constitute an "indirect aggression" towards the Soviet Union. Britain opposed such proposals because they feared the Soviets' proposed language would justify a Soviet intervention in Finland and the Baltic states or push those countries to seek closer relations with Germany. The discussion of a definition of "indirect aggression" became one of the sticking points between the parties, and by mid-July, the tripartite political negotiations effectively stalled while the parties agreed to start negotiations on a military agreement, which the Soviets insisted had to be reached at the same time as any political agreement. One day before the military negotiations began, the Soviet Politburo pessimistically expected the coming negotiations to go nowhere and formally decided to consider German proposals seriously. The military negotiations began on 12 August in Moscow, with a British delegation headed by Admiral Sir Reginald Drax, French delegation headed by General Aimé Doumenc and the Soviet delegation headed by Kliment Voroshilov, the commissar of defence, and Boris Shaposhnikov, chief of the general staff. Without written credentials, Drax was not authorised to guarantee anything to the Soviet Union and had been instructed by the British government to prolong the discussions as long as possible and to avoid answering the question of whether Poland would agree to permit Soviet troops to enter the country if the Germans invaded.
Negotiations
thumb|Molotov (left) and Ribbentrop at the signing of the pact
thumb|"The [[Prussian Tribute in Moscow" in the Polish satirical newspaper Mucha of 8 September 1939]]
Beginning of secret talks
From April to July, Soviet and German officials made statements on the potential for the beginning of political negotiations, but no actual negotiations took place. "The Soviet Union had wanted good relations with Germany for years and was happy to see that feeling finally reciprocated", wrote the historian Gerhard L. Weinberg. The ensuing discussion of a potential political deal between Germany and the Soviet Union had to be channeled into the framework of economic negotiations between the two countries, since close military and diplomatic connections that existed before the mid-1930s had been largely severed. In May, Stalin replaced his foreign minister from 1930 to 1939, Maxim Litvinov, who had advocated rapprochement with the West and was also Jewish, with Vyacheslav Molotov to allow the Soviet Union more latitude in discussions with more parties, instead of only Britain and France.
On 23 August 1939, two Focke-Wulf Condors, containing German diplomats, officials, and photographers (about 20 in each plane), headed by Ribbentrop, descended into Moscow. German Foreign Minister Joachim von Ribbentrop used a specially outfitted Condor "Grenzmark", on his two flights to Moscow in 1939, during which he negotiated and signed the "Treaty of Non-Aggression between Germany and the Soviet Union", better known as the Molotov–Ribbentrop Pact. His aircraft bore the German civil registration of D-ACVH.As the Nazi emissaries stepped off the plane, a Soviet military band played "Deutschland, Deutschland über Alles". The Nazi arrival was well planned, with all aesthetics in order. The classic hammer and sickle was propped up next to the swastika of the Nazi flag that had been used in a local film studio for Soviet propaganda films. After stepping off the plane and shaking hands, Ribbentrop and Gustav Hilger along with German ambassador Friedrich-Werner von der Schulenburg and Stalin's chief bodyguard, Nikolai Vlasik, entered a limousine operated by the NKVD to travel to Red Square. The limousine arrived close to Stalin's office and was greeted by Alexander Poskrebyshev, the chief of Stalin's personal chancellery. The Germans were led up a flight of stairs to a room with lavish furnishings. Stalin and Molotov greeted the visitors, much to the Nazis' surprise. It was well known that Stalin avoided meeting foreign visitors, and so his presence at the meeting showed how seriously the Soviets were taking the negotiations.
In late July and early August 1939, Soviet and German officials agreed on most of the details of a planned economic agreement and specifically addressed a potential political agreement, which the Soviets stated could come only after an economic agreement.
The German presence in the Soviet capital during negotiations were rather tense. German pilot Hans Baur recalled that Soviet secret police followed every move. Their job was to inform authorities when he left his residence and where he was headed. Baur's guide informed him: "Another car would tack itself onto us and follow us fifty or so yards in the rear, and wherever we went and whatever we did, the secret police would be on our heels." Baur also recalled trying to tip his Russian driver, which led to a harsh exchange of words: "He was furious. He wanted to know whether this was the thanks he got for having done his best for us to get him into prison. We knew perfectly well it was forbidden to take tips."
At the same time, British, French, and Soviet negotiators scheduled three-party talks on military matters to occur in Moscow in August 1939 that aimed to define what the agreement would specify on the reaction of the three powers to a German attack. The tripartite military talks, started in mid-August, hit a sticking point on the passage of Soviet troops through Poland if Germans attacked, and the parties waited as British and French officials overseas pressured Polish officials to agree to such terms. Polish officials refused to allow Soviet troops into Polish territory if Germany attacked; Polish Foreign Minister Józef Beck pointed out that the Polish government feared that if the Red Army entered Polish territory, it would never leave.
On 19 August, the 1939 German–Soviet Commercial Agreement was finally signed. On 21 August, the Soviets suspended the tripartite military talks and cited other reasons. The same day, Stalin received assurances that Germany would approve secret protocols to the proposed non-aggression pact that would place the half of Poland east of the Vistula River as well as Latvia, Estonia, Finland and Bessarabia in the Soviet sphere of influence. That night, Stalin replied that the Soviets were willing to sign the pact and that he would receive Ribbentrop on 23 August.
News leaks
thumb|upright|The New York Times reported Nazi troop movement on 25 August 1939, soon before the [[Gleiwitz incident on 31 August 1939, led by Alfred Naujocks (pictured).]]
On 25 August 1939, the New York Times ran a front-page story by Otto D. Tolischus, "Nazi Talks Secret", whose subtitle included "Soviet and Reich Agree on East". On 26 August 1939, the New York Times reported Japanese anger and French communist surprise over the pact. The same day, however, Tolischus filed a story that noted Nazi troops on the move near Gleiwitz (now Gliwice), which led to the false flag Gleiwitz incident on 31 August 1939. On 28 August 1939, the New York Times was still reporting on fears of a Gleiwitz raid. On 29 August 1939, the New York Times reported that the Supreme Soviet had failed on its first day of convening to act on the pact. The same day, the New York Times also reported from Montreal, Canada, that American Professor Samuel N. Harper of the University of Chicago had stated publicly his belief that "the Russo-German non-aggression pact conceals an agreement whereby Russia and Germany may have planned spheres of influence for Eastern Europe". On 30 August 1939, the New York Times reported a Soviet buildup on its Western frontiers by moving 200,000 troops from the Far East.
Secret protocol
On 22 August, one day after talks broke down with France and Britain, Moscow revealed that Ribbentrop would visit Stalin the next day. The Soviets were still negotiating with the British and the French missions in Moscow. With the Western nations unwilling to accede to Soviet demands, Stalin instead entered a secret German–Soviet pact. On 23 August, a ten-year non-aggression pact was signed with provisions that included consultation, arbitration if either party disagreed, neutrality if either went to war against a third power and no membership of a group "which is directly or indirectly aimed at the other". The article "On Soviet–German Relations" in the Soviet newspaper Izvestia of 21 August 1939, stated:
thumb|The Molotov–Ribbentrop Pact (German copy)
thumb|Last page of the Additional Secret Protocol of the Pact (Russian copy)
There was also a secret protocol to the pact, which was revealed only after Germany's defeat in 1945 According to the protocol, Poland, Romania, Lithuania, Latvia, Estonia, and Finland were divided into German and Soviet "spheres of influence". In the north, Finland, Estonia, and Latvia were assigned to the Soviet sphere. Lithuania, which was adjacent to East Prussia, was assigned to the German sphere of influence, but a second secret protocol, agreed to in September 1939, reassigned Lithuania to the Soviet Union. According to the protocol, Lithuania would be granted its historical capital, Vilnius, which was part of Poland during the interwar period. Another clause stipulated that Germany would not interfere with the Soviet Union's actions towards Bessarabia, which was then part of Romania. The news was met with utter shock and surprise by government leaders and media worldwide, most of whom were aware of only the British–French–Soviet negotiations, which had taken place for months; by Germany's allies, notably Japan; by the Comintern and foreign Communist parties; and Jewish communities all around the world.
Churchill remembered the event as a “never-to-be-forgotten transaction” and later Historian Geoffrey Roberts named it as the “most stunning volte-face in diplomatic history.” Anglo - American leaders felt, in the words of Churchill, as if “a deadly bomb” had been thrown at the Democracies: “The sinister news broke in the world like an explosion.” British Under-Secretary of State for Foreign Affairs, Sir Alexander Cadogan, recorded in his Diary the day after the Pact: “Black day... Terms of German-Soviet Pact [are] out... There is really nothing to do. We have got to wait and hope.” First Viscount Templewood, Samuel Hoare, remembered: “August 1939 was the worst month I have ever spent.” US Secretary of the Interior, Harold L. Ickes, recorded in his Diary on August 26, 1939:
The day before the Pact, on August 22, 1939, former US Ambassador to Moscow, Joseph E. Davies, had reported to his Under Secretary of State Sumner Welles that, from any point of view, Hitler "has won a smashing diplomatic victory." Britain and France are on the verge of the most disastrous loss of prestige in their history. The real menace to the future of Western civilization lies in the prospect that the resources of Russia supplement the industry and science of Germany. "The threat of Fascist domination of the world looms larger than ever before."
Arnold A. Offner cited several expressions heard in Washington after the pact: An unchecked new combination confronted the United States with “imperialist schemes" but now backed up by an extremely strong military force. The Nazi–Soviet pact created a “bloc running from the Pacific clear to the Rhine"; the “combined Soviet–Nazi allies now have all Europe...” Hitler and Stalin are “able to rule from Manchuria to the Rhine... and nothing to stop the combined Russian–German force at any point... Europe is gone.”
The impact on the West was perceived by Hitler: “Today's announcement of the non-aggression pact with Russia came as a bombshell.” According to Max Domarus, it was "Hitler's design to brew the British 'one devilish portion' - to enter into a pact with the devil himself – Bolshevism. This would give them a healthy fright and make their knees trembling at the prospect of the Nazi-Communist alliance."
Meanwhile, in Germany the revelation of the Pact saw a more positive reaction. Reich Minister of Armaments, Albert Speer, recorded his impression: “To see the names of Hitler and Stalin linked in friendship on a piece of paper was the most staggering, the most exciting turn of events I could possibly have imagined.”
A Berlin newspaper wrote: "80 million Germans and 180 million Russians! Their unity would create a bloc representing the greatest military-industrial power in the world, an empire, stretching across the unprecedented greatest lebensraum of Europe and Asia."
On 24 August, Pravda and Izvestia carried news of the pact's public portions, complete with the now-famous front-page picture of Molotov signing the treaty with a smiling Stalin looking on. The same day, German diplomat Hans von Herwarth, whose grandmother was Jewish, informed Italian diplomat Guido Relli and American chargé d'affaires Charles Bohlen of the secret protocol on the vital interests in the countries' allotted "spheres of influence" but failed to reveal the annexation rights for "territorial and political rearrangement". The agreement's public terms so exceeded the terms of an ordinary non-aggression treatyrequiring that both parties consult with each other, and not aid a third party attacking eitherthat Gunther heard a joke that Stalin had joined the anti-Comintern pact. Time Magazine repeatedly referred to the Pact as the "Communazi Pact" and its participants as "communazis" until April 1941.
Soviet propaganda and representatives went to great lengths to minimize the importance of the fact that they had opposed and fought the Germans in various ways for a decade prior to signing the pact. Molotov tried to reassure the Germans of his good intentions by commenting to journalists that "fascism is a matter of taste". For its part, Germany also did a public volte-face regarding its virulent opposition to the Soviet Union. On August 31, 1939, Molotov referred to the Pact in his speech to the Supreme Soviets:
Later historiography widely argues that Hitler still viewed an attack on the Soviet Union as "inevitable". This confidence, however, was not expressed by the contemporary policy-makers and observers. Many of them emphasized a common camp of the Axis and Soviet powers and expected this camp to evolve into a military alliance. Such an alliance was advocated by many Axis leaders, such as Ribbentrop, Schulenburg, Halder, Raeder, Weizsäcker, Niedermayer, Haushofer, Hilger, Warlimont, Tojo and Matsuoka. Hitler himself, for a year since the conclusion of the Pact, repeatedly described it as a "triumph of reason" that marks the decisive difference between World War I and the present War, and stressed other advantages of the Pact both publicly and privately (to Mussolini).
“Contrary to expectations, there is nothing to suggest that Hitler had seriously envisaged war against the Soviet Union prior to July 1940.” Some policy-makers of the democratic Allies advocated attacking both Germany and the USSR until as late as June 1941 and Churchill adhered to the advice.
Concerns over the possible existence of a secret protocol were expressed first by the intelligence organizations of the Baltic states only days after the pact was signed. Speculation grew stronger when Soviet negotiators referred to its content during the negotiations for military bases in those countries (see occupation of the Baltic States).
The day after the pact was signed, the Franco-British military delegation urgently requested a meeting with Soviet military negotiator Kliment Voroshilov. On 25 August, Voroshilov told them that "in view of the changed political situation, no useful purpose can be served in continuing the conversation". The same day, Hitler told the British ambassador to Berlin that the pact with the Soviets prevented Germany from facing a two-front war, which changed the strategic situation from that in World War I, and that Britain should accept his demands on Poland.
Joseph E. Davies recorded in his Diary on August 26, 1939: "The die was cast when Hitler closed his eastern gates and when Ribbentrop flew to Moscow a few days ago. The fat is already in the fire. Everyone in Europe knows that Germany is already mobilized for an immediate invasion of Poland." On 25 August, surprised by Britain joining a defense pact with Poland, Hitler postponed an invasion of Poland from 26 August to 1 September. In accordance with the defence pact, Britain and France declared war on Germany on 3 September.
frameless|center|upright=2|Planned and actual territorial changes in Central Europe: 1939–1940
Consequences in Finland, Poland, the Baltic States and Romania
thumb|German troops removing a border marker on the Polish-German border, 1939.
Initial invasions
On 1 September 1939, Germany invaded Poland from the west. which took place in over 30 towns and villages in the first month of the German occupation. The Luftwaffe also took part by strafing fleeing civilian refugees on roads and by carrying out a bombing campaign. The Soviet Union assisted German air forces by allowing them to use signals broadcast by the Soviet radio station at Minsk, allegedly "for urgent aeronautical experiments".
Hitler declared at Danzig:
thumb|left|Cartoon in the [[Evening Standard depicting Hitler greeting Stalin after the invasion of Poland, with the words: "The scum of the earth, I believe?" To which Stalin replies: "The bloody assassin of the workers, I presume?"; 20 September 1939.]]
thumb|Common parade of Wehrmacht and Red Army in [[Brest (Belarus)|Brest at the end of the invasion of Poland. At the centre are Major General Heinz Guderian and Brigadier Semyon Krivoshein.]]
In the opinion of Robert Service, Stalin did not move instantly but was waiting to see whether the Germans would halt within the agreed area, and the Soviet Union also needed to secure the frontier in the Soviet–Japanese border conflicts. On 17 September, the Red Army invaded Poland, violating the 1932 Soviet–Polish Non-Aggression Pact, and occupied the Polish territory assigned to it by the Molotov–Ribbentrop Pact. That was followed by co-ordination with German forces in Poland. Polish troops already fighting much stronger German forces on its west desperately tried to delay the capture of Warsaw. Consequently, Polish forces could not mount significant resistance against the Soviets. On 18 September, The New York Times published an editorial arguing that "Hitlerism is brown communism, Stalinism is red fascism...The world will now understand that the only real 'ideological' issue is one between democracy, liberty and peace on the one hand and despotism, terror and war on the other."
On 21 September, Marshal of the Soviet Union Voroshilov, German military attaché General Köstring, and other officers signed a formal agreement in Moscow co-ordinating military movements in Poland, including the "purging" of saboteurs and the Red Army assisting with destruction of the "enemy". Joint German–Soviet parades were held in Lviv and Brest-Litovsk, and the countries' military commanders met in the latter city. Stalin had decided in August that he was going to liquidate the Polish state, and a German–Soviet meeting in September addressed the future structure of the "Polish region". Soviet authorities immediately started a campaign of Sovietisation of the newly acquired areas. The Soviets organised staged elections, the result of which was to become a legitimisation of the Soviet annexation of eastern Poland.
Modification of secret protocols
thumb|Soviet and German soldiers in [[Lublin, September 22, 1939.]]
thumb|"[[German–Soviet Boundary and Friendship Treaty|Second Ribbentrop–Molotov Pact" of 28 September 1939. Map of Poland signed by Stalin and Ribbentrop (focused on the Kresy) adjusting the German-Soviet border in the aftermath of German and Soviet invasion of Poland.]]
Eleven days after the Soviet invasion of the Polish Kresy, the secret protocol of the Molotov–Ribbentrop Pact was modified by the German–Soviet Boundary and Friendship Treaty, allotting Germany a larger part of Poland and transferring Lithuania, with the exception of the left bank of the River Scheschupe, the "Lithuanian Strip", from the envisioned German sphere to the Soviet sphere. On 28 September 1939, the Soviet Union and German Reich issued a joint declaration in which they declared:
On 3 October, Friedrich Werner von der Schulenburg, the German ambassador in Moscow, informed Joachim Ribbentrop that the Soviet government was willing to cede the city of Vilnius and its environs. On 8 October 1939, a new German–Soviet agreement was reached by an exchange of letters between Vyacheslav Molotov and the German ambassador.
The Baltic states of Estonia, Latvia, and Lithuania were given no choice but to sign a so-called "Pact of Defence and Mutual Assistance", which permitted the Soviet Union to station troops in them. The Soviets formed the Finnish Democratic Republic to govern Finland after Soviet conquest. The leader of the Leningrad Military District, Andrei Zhdanov, commissioned a celebratory piece from Dmitri Shostakovich, Suite on Finnish Themes, to be performed as the marching bands of the Red Army would be parading through Helsinki. After Finnish defenses surprisingly held out for over three months and inflicted stiff losses on Soviet forces, under the command of Semyon Timoshenko, the Soviets settled for an interim peace. Finland ceded parts of Karelia, Kuusamo, and Salla together with Hanko leased as a naval base (9% of Finnish territory), which resulted in approximately 422,000 Finns (12% of Finland's population) losing their homes. Soviet official casualty counts in the war exceeded 200,000 although Soviet First Secretary Nikita Khrushchev later claimed that the casualties may have been one million.
Around that time, after several Gestapo–NKVD conferences, Soviet NKVD officers also conducted lengthy interrogations of 300,000 Polish POWs in camps that were a selection process to determine who would be killed. On 5 March 1940, in what would later be known as the Katyn massacre, 22,000 members of the military as well as intellectuals were executed, labelled "nationalists and counterrevolutionaries" or kept at camps and prisons in western Ukraine and Belarus.
Soviet Union occupies the Baltic states and part of Romania
thumb|Soviet expansion in 1939-1940
In mid-June 1940, while international attention focused on the German invasion of France, Soviet NKVD troops raided border posts in Lithuania, Estonia and Latvia.
State administrations were liquidated and replaced by Soviet cadres, Germany began a campaign of "Germanization", which meant assimilating the occupied territories politically, culturally, socially and economically into the German Reich. 50,000–200,000 Polish children were kidnapped to be Germanised. It was continued in May 1940, when Germany launched AB-Aktion, More than 16,000 members of the intelligentsia were murdered in Operation Tannenberg alone.
Germany also planned to incorporate all of the land into Nazi Germany. That effort resulted in the forced resettlement of two million Poles. Families were forced to travel in the severe winter of 1939–1940, leaving behind almost all of their possessions without compensation. As part of Operation Tannenberg alone, 750,000 Polish peasants were forced to leave, and their property was given to Germans. A further 330,000 were murdered. Germany planned the eventual move of ethnic Poles to Siberia.
Although Germany used forced labourers in most other occupied countries, Poles and other Slavs were viewed as inferior by Nazi propaganda and thus better suited for such duties. were transported to the Reich for forced labour. All Polish males were made to perform forced labour. Poles and ethnic Jews were imprisoned in nearly every camp of the extensive concentration camp system in German-occupied Poland and the Reich. In Auschwitz, which began operating on 14 June 1940, 1.1 million people perished.
Romania and Soviet republics
thumb|Romania's territorial losses in the summer of 1940
In the summer of 1940, fear of the Soviet Union, in conjunction with German support for the territorial demands of Romania's neighbours and the Romanian government's own miscalculations, resulted in more territorial losses for Romania. Between 28 June and 4 July, the Soviet Union occupied and annexed Bessarabia, Northern Bukovina and the Hertsa region of Romania.
On 30 August, Ribbentrop and Italian Foreign Minister Galeazzo Ciano issued the Second Vienna Award, giving Northern Transylvania to Hungary. On 7 September, Romania ceded Southern Dobruja to Bulgaria (Axis-sponsored Treaty of Craiova). After various events over the following months, Romania increasingly took on the aspect of a German-occupied country. and deported between 350,000 and 1,500,000, of whom between 250,000 and 1,000,000 died, mostly civilians. Forced re-settlements into gulag labour camps and exile settlements in remote areas of the Soviet Union occurred. almost half of them were dead by July 1940.
Further secret protocol modifications settling borders and immigration issues
On 10 January 1941, Germany and the Soviet Union signed an agreement settling several ongoing issues. Secret protocols in the new agreement modified the "Secret Additional Protocols" of the German–Soviet Boundary and Friendship Treaty, ceding the Lithuanian Strip to the Soviet Union in exchange for US$7.5 million (). The agreement formally set the border between Germany and the Soviet Union between the Igorka River and the Baltic Sea. It also extended trade regulation of the 1940 German-Soviet Commercial Agreement until 1 August 1942, increased deliveries above the levels of the first year of that agreement, Gunther wrote, however, that some knew "communism and Fascism were more closely allied than was normally understood", and Ernst von Weizsäcker had told Nevile Henderson on 16 August that the Soviet Union would "join in sharing in the Polish spoils". In September 1939, the Comintern suspended all anti-Nazi and anti-fascist propaganda and explained that the war in Europe was a matter of capitalist states attacking one another for imperialist purposes. Western communists acted accordingly; although they had previously supported collective security, they now denounced Britain and France for going to war.
When anti-German demonstrations erupted in Prague, Czechoslovakia, the Comintern ordered the Communist Party of Czechoslovakia to employ all of its strength to paralyse "chauvinist elements". Although the French communists had unanimously voted in Parliament for war credits on 2 September and declared their "unshakeable will" to defend the country on 19 September, the Comintern formally instructed the party to condemn the war as imperialist on 27 September. By 1 October, the French communists advocated listening to German peace proposals, and leader Maurice Thorez deserted from the French Army on 4 October and fled to Russia. Other communists also deserted from the army.
The Communist Party of Germany featured similar attitudes. In Die Welt, a communist newspaper published in Stockholm the exiled communist leader Walter Ulbricht opposed the Allies, stated that Britain represented "the most reactionary force in the world", and argued, "The German government declared itself ready for friendly relations with the Soviet Union, whereas the English–French war bloc desires a war against the socialist Soviet Union. The Soviet people and the working people of Germany have an interest in preventing the English war plan".
Despite a warning by the Comintern, German tensions were raised when the Soviets stated in September that they must enter Poland to "protect" their ethnic Ukrainian and Belarusian brethren from Germany. Molotov later admitted to German officials that the excuse was necessary because the Kremlin could find no other pretext for the Soviet invasion.
During the early months of the Pact, Soviet foreign policy became critical of the Allies and more pro-German in turn. During the Fifth Session of the Supreme Soviet on 31 October 1939, Molotov analysed the international situation, thus giving the direction for communist propaganda. According to Molotov, Germany had a legitimate interest in regaining its position as a great power, and the Allies had started an aggressive war in order to maintain the Versailles system.
Expansion of raw materials and military trading
Germany and the Soviet Union entered an intricate trade pact on 11 February 1940 that was over four times larger than the one that the two countries had signed in August 1939. The new trade pact helped Germany surmount a British blockade. In the first year, Germany received one million tons of cereals, half-a-million tons of wheat, 900,000 tons of oil, 100,000 tons of cotton, 500,000 tons of phosphates and considerable amounts of other vital raw materials, along with the transit of one million tons of soybeans from Manchuria. Those and other supplies were being transported through Soviet and occupied Polish territories. The Soviets were to receive a naval cruiser, the plans to the battleship Bismarck, heavy naval guns, other naval gear and 30 of Germany's latest warplanes, including the Bf 109 and Bf 110 fighters and Ju 88 bomber. The Soviets would also receive oil and electric equipment, locomotives, turbines, generators, diesel engines, ships, machine tools, and samples of German artillery, tanks, explosives, chemical-warfare equipment, and other items.
The Soviets also helped Germany to avoid British naval blockades by providing a submarine base, Basis Nord, in the northern Soviet Union near Murmansk. Stalin's invasions were a severe irritant to Berlin since the intent to accomplish them had not been communicated to the Germans beforehand, and they prompted concern that Stalin was seeking to form an anti-German bloc. Molotov's reassurances to the Germans only intensified the Germans' mistrust. On 16 June, as the Soviets invaded Lithuania but before they had invaded Latvia and Estonia, Ribbentrop instructed his staff "to submit a report as soon as possible as to whether in the Baltic States a tendency to seek support from the Reich can be observed or whether an attempt was made to form a bloc."
In August 1940, the Soviet Union briefly suspended its deliveries under its commercial agreement after relations were strained after disagreements over policy in Romania, the Soviet war with Finland, Germany's falling behind on its deliveries of goods under the pact and Stalin's worry that Hitler's war with the West might end quickly after France signed an armistice. The suspension created significant resource problems for Germany. By the end of August, relations had improved again, as the countries had redrawn the Hungarian and Romanian borders and settled some Bulgarian claims, and Stalin was again convinced that Germany would face a long war in the west with Britain's improvement in its air battle with Germany and the execution of an agreement between the United States and Britain regarding destroyers and bases.
In early September however, Germany arranged its own occupation of Romania, targeting its oil fields. That move raised tensions with the Soviets, who responded that Germany was supposed to have consulted with the Soviet Union under Article III of the pact.
German–Soviet Axis talks
thumb|Ribbentrop taking leave of Molotov in Berlin, November 1940
After Germany in September 1940 entered the Tripartite Pact with Japan and Italy, Ribbentrop wrote to Stalin, inviting Molotov to Berlin for negotiations aimed to create a 'continental bloc' of Germany, Italy, Japan, and the Soviet Union. Stretching from Gibraltar to Yokohama, the bloc would be powerful enough to oppose Britain and the United States. This strategy was consistently preferred by Ribbentrop over Hitler's “Push to the East.” Stalin sent Molotov to Berlin to negotiate the terms for the Soviet Union to join the Axis and potentially to enjoy the spoils of the pact. After negotiations during November 1940 on where to extend the Soviet sphere of influence, Hitler broke off talks and resumed planning for the eventual invasion of the Soviet Union.
Late relations
thumb|Situation in Europe by May to June 1941, on the eve of Operation Barbarossa
In an effort to demonstrate peaceful intentions toward Germany, on 13 April 1941, the Soviets signed a neutrality pact with Japan, an Axis power. While Stalin had little faith in Japan's commitment to neutrality, he felt that the pact was important for its political symbolism to reinforce a public affection for Germany. Stalin felt that there was a growing split in German circles about whether Germany should initiate a war with the Soviet Union. Stalin did not know that Hitler had been secretly discussing an invasion of the Soviet Union since summer 1940 and that Hitler had ordered his military in late 1940 to prepare for war in the East, regardless of the parties' talks of a potential Soviet entry as a fourth Axis power.
On 1 May 1941 USSR held an annual International Workers Day parade on Red Square in Moscow with German diplomat Ernst August Köstring and Wehrmacht general Hans Krebs invited as prominent guests.
Termination
thumb|The new border between [[Nazi Germany and Soviet Union from September 1939 to June 1941, somewhere in the occupied territory of Poland]]
Germany unilaterally terminated the pact at 03:15 on 22 June 1941 by launching a massive attack on the Soviet Union in Operation Barbarossa. Stalin had ignored repeated warnings that Germany was likely to invade and ordered no "full-scale" mobilisation of forces although the mobilisation was ongoing. After the launch of the invasion, the territories gained by the Soviet Union as a result of the pact were lost in a matter of weeks. The southeastern part was absorbed into Greater Germany's General Government, and the rest was integrated with the Reichskommissariats Ostland and Ukraine. Within six months, the Soviet military had suffered 4.3 million casualties, and three million more had been captured. The lucrative export of Soviet raw materials to Germany over the course of the economic relations continued uninterrupted until the outbreak of hostilities. The Soviet exports in several key areas enabled Germany to maintain its stocks of rubber and grain from the first day of the invasion to October 1941.
Aftermath
thumb|Grey area: [[Kresy|prewar Polish territory east of the Curzon Line annexed by the Soviet Union after the war]]
thumb|Soviet expansion, changes to Central European borders and creation of the [[Eastern bloc after World War II]]
Discovery of the secret protocol
The German original of the secret protocols was presumably destroyed in the bombing of Germany,
News of the secret protocols first appeared during the Nuremberg trials. Alfred Seidl, the attorney for defendant Hans Frank, was able to place into evidence an affidavit that described them. It was written from memory by Nazi Foreign Office lawyer , who wrote the text and was present at its signing in Moscow. Later, Seidl obtained the German-language text of the secret protocols from an anonymous Allied source and attempted to place them into evidence while he was questioning witness Ernst von Weizsäcker, a former Foreign Office State Secretary. The Allied prosecutors objected, and the texts were not accepted into evidence, but Weizsäcker was permitted to describe them from memory, thus corroborating the Gaus affidavit. Finally, at the request of a St. Louis Post-Dispatch reporter, American deputy prosecutor Thomas J. Dodd acquired a copy of the secret protocols from Seidl and had it translated into English. They were first published on 22 May 1946 in a front-page story in that newspaper. Later, in Britain, they were published by The Manchester Guardian.
The protocols gained wider media attention when they were included in an official State Department collection, Nazi–Soviet Relations 1939–1941, edited by Raymond J. Sontag and James S. Beddie and published on 21 January 1948. The decision to publish the key documents on German–Soviet relations, including the treaty and protocol, had been taken already in spring 1947. Sontag and Beddie prepared the collection throughout the summer of 1947. In November 1947, President Harry S. Truman personally approved the publication, but it was held back in view of the Foreign Ministers Conference in London scheduled for December. Since negotiations at that conference did not prove to be constructive from an American point of view, the document edition was sent to press. The documents made headlines worldwide. State Department officials counted it as a success: "The Soviet Government was caught flat-footed in what was the first effective blow from our side in a clear-cut propaganda war."
Despite publication of the recovered copy in western media, for decades, the official policy of the Soviet Union was to deny the existence of the secret protocol. The secret protocol's existence was officially denied until 1989. Vyacheslav Molotov, one of the signatories, went to his grave categorically rejecting its existence. The French Communist Party did not acknowledge the existence of the secret protocol until 1968, as the party de-Stalinized.
On 23 August 1986, tens of thousands of demonstrators in 21 western cities, including New York, London, Stockholm, Toronto, Seattle, and Perth participated in Black Ribbon Day Rallies to draw attention to the secret protocols.
Stalin's "Falsifiers of History" and Axis negotiations
In response to the publication of the secret protocols and other secret German–Soviet relations documents in the State Department edition Nazi–Soviet Relations (1948), Stalin published Falsifiers of History, which included the claim that during the pact's operation, Stalin rejected Hitler's claim to share in a division of the world, without mentioning the Soviet offer to join the Axis. That version persisted, without exception, in historical studies, official accounts, memoirs, and textbooks published in the Soviet Union until the dissolution of the Soviet Union.
The book also claimed that the Munich Agreement was a "secret agreement" between Germany and "the west" and a "highly important phase in their policy aimed at goading the Hitlerite aggressors against the Soviet Union."
Denial of the secret protocol
For decades, it was the official policy of the Soviet Union to deny the existence of the secret protocol to the Soviet–German Pact. At the behest of Mikhail Gorbachev, Alexander Yakovlev headed a commission investigating the existence of such a protocol. In December 1989, the commission concluded that the protocol had existed and revealed its findings to the Congress of People's Deputies of the Soviet Union. As a result, the Congress passed the declaration confirming the existence of the secret protocols and condemning and denouncing them. The Soviet government thus finally acknowledged and denounced the Secret Treaty and Mikhail Gorbachev, the last Head of State condemned the pact. Vladimir Putin condemned the pact as "immoral" but also defended it as a "necessary evil". In 2019, Putin went further and announced that the signing of the pact was no worse than the 1938 Munich Agreement, which led to the partition of Czechoslovakia.
Both successor states of the pact parties have declared the secret protocols to be invalid from the moment that they were signed: the Federal Republic of Germany on 1 September 1989 and the Soviet Union on 24 December 1989, following an examination of the microfilmed copy of the German originals.
The Soviet copy of the original document was declassified in 1992 and published in a scientific journal in early 1993.
The new Russian nationalists and revisionists, including Russian negationist Aleksandr Dyukov and Nataliya Narotchnitskaya, whose book carried an approving foreword by the Russian foreign Minister Sergei Lavrov, described the pact as a necessary measure because of the British and French failure to enter into an antifascist pact.
On the timing of German rapprochement, many historians agree that the dismissal of Maxim Litvinov, whose Jewish ethnicity was viewed unfavourably by Nazi Germany, removed an obstacle to negotiations with Germany. Stalin immediately directed Molotov to "purge the ministry of Jews." Given Litvinov's prior attempts to create an anti-fascist coalition, association with the doctrine of collective security with France and Britain and a pro-Western orientation by the standards of the Kremlin, his dismissal indicated the existence of a Soviet option of rapprochement with Germany.
